To get started investing with CCAM just follow these 5 easy steps:

1. Print, complete, and sign a CCAM Advisory Agreement & Investor Profile.
   
   
   • Only one agreement is needed per household, but please have all account owners sign on both pages 4 and 10. This contract contains the terms of our investment management agreement including our fee schedule. The Investor Profile questions will allow us to become familiar with your financial situation so that we can best determine which investments may be suitable for you.
   
   
2. Review The CCAM Disclosure Document, Form ADV Part II.
   
   
3. Print, complete, and sign the appropriate Account Application.
   
   
   • First, select a custodian: Fidelity Investments or Ameritrade Securities.
     (Choose Fidelity if investing in Fidelity Single Sector or Fidelity Multi-Sector.)
     
     
   • Next, choose the account type: Taxable or Retirement.
     Taxable accounts include Individual, Joint, Trust, or Custodial (minor) accounts. Retirement accounts include Traditional IRA, Roth IRA, and Rollover IRA. (Please contact us for Corporate accounts, 403(b), 401(k), Profit Sharing/Money Purchase, SEP, or Variable Annuities.)
     
     
   • Now just click, print, and complete the appropriate application.
     Print a separate application for each account you would like CCAM to manage. You may be able to fill out the forms online before printing. Even if you already have an account with Fidelity or Ameritrade, a new application is still needed.
     
         Fidelity Taxable Application (Print pages 1 through 6)
         Fidelity Retirement Application (Print pages 1 through 5)
         Ameritrade Taxable Application
         Ameritrade Retirement Application
   
   
4. Select How to Fund Your Account
   
   
   • Transfer an existing account: Print, complete, and sign one of the following transfer forms. Please include a copy of a recent statement from your existing account.
     
         Fidelity Transfer Form
         Ameritrade Transfer Form
     
     
   • By Check: If funding the account with a check, please make the check out to either "Fidelity Investments" or "Ameritrade Securities."
     
     
   • By Wire Transfer: contact CCAM for wiring instructions.
     
   
   
5. FINAL STEP: Mail the CCAM Advisory Agreement, Account Application, and Transfer Form (with recent statement) or Check to:
   

   Capital Cities Asset Management
   11651 Jollyville Rd., Ste. #200
   Austin, TX 78759
   
   

A CCAM account executive will contact you as soon as we receive these forms to review them with you. You can be assured that CCAM is focused on providing the best possible service to our clients. We look forward to speaking with you directly and discussing how best we can help you reach your financial goals.

If you need assistance completing any of the forms or have questions on our portfolio selections or services, please don't hesitate to call us at 1-800-767-2595.

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